| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited | RO | 就證券提供意見 | 2019-12-11 | - |
| RO | 證券交易 | 2019-12-11 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2015-09-17 | 2017-06-09 |
| Rep | 期貨合約交易 | 2015-09-17 | 2017-06-09 | |
| Rep | 就證券提供意見 | 2015-07-27 | 2017-06-09 | |
| Rep | 證券交易 | 2015-07-27 | 2017-06-09 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-09-03 | 2015-06-04 |
| SJS Markets Limited | Rep | 證券交易 | 2013-03-01 | 2013-07-19 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2010-07-27 | 2013-01-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-07-27 | 2013-01-19 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2010-03-16 | 2010-06-24 |
金管局記錄暫時無法載入，請稍後重試。