| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-03-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-03-17 | - |
| Rep | 證券交易 | 2025-03-17 | - | |
| Innovest Securities Investment Limited | RO | 證券交易 | 2022-09-16 | 2023-03-31 |
| Rep | 證券交易 | 2022-08-10 | 2022-09-16 | |
| Quam Securities Limited | RO | 期貨合約交易 | 2020-05-11 | 2022-02-28 |
| RO | 證券交易 | 2020-05-11 | 2022-02-28 | |
| Rep | 期貨合約交易 | 2020-02-24 | 2020-05-11 | |
| Rep | 證券交易 | 2020-02-24 | 2020-05-11 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | 期貨合約交易 | 2019-07-02 | 2020-01-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 證券交易 | 2019-07-02 | 2020-01-27 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2010-09-10 | 2019-07-02 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-06-01 | 2019-07-02 |
已採集記錄中暫無金管局登記。