| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-05-18 | 2012-09-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-05-18 | 2012-09-17 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-09-18 | 2008-11-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-09-18 | 2008-11-19 |
| Rep | 證券交易 | 2008-09-18 | 2008-11-19 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-03-22 | 2004-09-18 |
| Rep | 槓桿式外匯交易 | 2004-03-22 | 2004-09-18 |