| Prime China Investments and Advisory Limited | RO | 就證券提供意見 | 2019-11-08 | - |
| RO | 提供資產管理 | 2019-11-08 | - |
| Prime China Securities Limited | RO | 就證券提供意見 | 2016-12-22 | - |
| RO | 證券交易 | 2016-12-22 | - |
| Rep | 就證券提供意見 | 2016-10-19 | 2016-12-22 |
| Rep | 證券交易 | 2016-10-19 | 2016-12-22 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-07-22 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-22 |
| Rep | 期貨合約交易 | 2003-04-01 | 2016-09-06 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-11 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-22 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-22 |
| Rep | 證券交易 | 2003-04-01 | 2016-09-06 |