Tau, Ling Ling 竇玲玲
證監會中央編號:AIS612
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2006-03-16 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2006-03-16 | - |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-11-03 | 2005-09-29 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-06-30 | 2005-09-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-04 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-04 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-04 |