| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就證券提供意見 | 2009-08-24 | 2013-05-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-08-24 | 2013-05-01 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就證券提供意見 | 2009-02-12 | 2009-05-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-02-12 | 2009-05-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2005-11-14 | 2006-11-01 |