| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2017-01-11 | 2017-09-02 |
| Rep | 期貨合約交易 | 2017-01-11 | 2017-09-02 | |
| Rep | 證券交易 | 2016-03-01 | 2017-09-02 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-09-07 | 2016-01-14 |