| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHEER UNION SECURITIES LIMITED | RO | 就證券提供意見 | 2024-07-09 | - |
| RO | 證券交易 | 2022-01-28 | - | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 證券交易 | 2016-12-22 | 2021-12-22 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2012-07-06 | 2013-09-13 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-07-06 | 2016-12-22 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-10-22 | 2011-11-11 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-02-01 | 2010-06-10 |