| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-03-28 | - |
| Rep | 證券交易 | 2023-03-28 | - | |
| Rep | 提供資產管理 | 2020-01-02 | - | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2019-10-21 | 2019-12-10 |
| Rep | 證券交易 | 2019-09-20 | 2019-12-10 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-03-18 | 2019-08-30 |
| Rep | 證券交易 | 2019-02-22 | 2019-08-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2018-01-15 | 2018-12-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-01-15 | 2018-12-14 |
| Rep | 證券交易 | 2018-01-15 | 2018-12-14 | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2018-01-15 | 2018-12-14 |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2014-04-15 | 2018-01-12 |
| Rep | 提供資產管理 | 2014-04-15 | 2018-01-12 | |
| Rep | 證券交易 | 2014-04-15 | 2018-01-12 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2013-08-16 | 2014-04-14 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-05-20 | 2013-06-05 |
已採集記錄中暫無金管局登記。