| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2026-06-05 | - |
| Rep | 證券交易 | 2020-10-06 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2020-10-06 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-11-05 | 2020-09-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-06-14 | 2020-09-25 |
| Rep | 證券交易 | 2006-05-02 | 2006-07-03 |