| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2024-01-29 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-01-29 | - |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2011-07-18 | 2023-08-31 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2008-04-08 | 2024-01-12 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-10-31 | 2024-01-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | 2003-06-24 | 2003-07-07 |
| Rep | 證券交易 | 2003-06-24 | 2024-01-12 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2003-04-06 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-06 |