| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供資產管理 | 2011-08-01 | 2013-12-03 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2010-04-20 | 2016-04-21 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-05-16 | 2016-04-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-11-22 | 2016-04-21 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-04-26 | 2007-11-02 |