| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2013-07-04 | - |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2011-07-18 | 2023-08-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-12-12 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-07-09 | - |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-10-26 | 2007-03-30 |