| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供資產管理 | 2011-04-11 | 2021-02-05 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-01-28 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-01-28 | - |
| Rep | 證券交易 | 2011-01-28 | - | |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2005-09-30 | 2009-05-16 |
| Rep | 期貨合約交易 | 2005-09-30 | 2009-05-16 | |
| Rep | 證券交易 | 2005-06-16 | 2009-05-16 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-06-16 | 2005-10-04 |