Personnel SFC Licences and HKMA Registrations (ID 94603)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
VC BROKERAGE LIMITED	RO	證券交易	2020-06-18	-
VC FUTURES LIMITED	Rep	期貨合約交易	2018-10-12	2022-10-24
VC BROKERAGE LIMITED	Rep	證券交易	2017-11-23	2020-06-18
FT Securities Limited	Rep	提供資產管理	2011-12-22	2012-06-27
	Rep	期貨合約交易	2011-12-22	2012-06-27
	Rep	證券交易	2011-12-22	2017-07-01
Bright Fund Management Limited	Rep	提供資產管理	2011-03-10	2011-12-19
CES Commodities (HK) Limited	Rep	期貨合約交易	2010-01-18	2011-12-19
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2010-01-18	2011-12-19
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2010-01-18	2011-12-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2009-08-19	2010-01-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-08-19	2010-01-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-11-12	2009-08-07
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-11-12	2009-08-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-11-12	2009-08-07
Well Link International Securities Limited	Rep	期貨合約交易	2006-03-21	2007-05-17
WINWIN SECURITIES LIMITED	Rep	證券交易	2006-03-21	2007-05-17
CES Commodities (HK) Limited	Rep	期貨合約交易	2005-03-07	2007-05-17
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2005-03-07	2007-05-17
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2005-02-02	2007-05-17
BOCOM International Holdings Company Limited	Rep	提供自動化交易服務	2003-04-01	2003-09-08
	Rep	就機構融資提供意見	2003-04-01	2004-04-27
	Rep	就證券提供意見	2003-04-01	2004-04-27
	Rep	提供資產管理	2003-04-01	2004-04-27
	Rep	證券交易	2003-04-01	2005-01-26

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。