| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供資產管理 | 2011-03-10 | 2012-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2007-04-13 | 2012-10-11 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2006-04-28 | 2012-10-11 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-10-13 | 2012-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-08-11 | 2012-10-11 |