| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QL Asset Management Company Limited | Rep | 就證券提供意見 | 2015-07-16 | 2017-12-26 |
| Rep | 提供資產管理 | 2015-07-16 | 2017-12-26 | |
| Rep | 證券交易 | 2015-07-16 | 2017-12-26 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-05-04 | 2012-01-09 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2011-05-04 | 2012-01-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-05-04 | 2012-01-09 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2011-02-14 | 2011-04-13 |
| Rep | 證券交易 | 2011-02-14 | 2011-04-13 |