| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2011-06-03 | 2013-09-30 |
| RO | 證券交易 | 2007-01-08 | 2011-06-03 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-07-30 | 2013-09-30 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 就機構融資提供意見 | - | 2003-06-24 |
| Rep | 就證券提供意見 | - | 2003-06-24 | |
| Rep | 提供資產管理 | - | 2003-06-24 | |
| Rep | 提供自動化交易服務 | - | 2004-05-17 | |
| Rep | 證券交易 | - | 2007-01-08 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就機構融資提供意見 | - | 2003-06-24 |
| Rep | 就證券提供意見 | - | 2003-06-24 | |
| Rep | 提供資產管理 | - | 2003-06-24 | |
| Rep | 提供自動化交易服務 | - | 2003-07-07 | |
| Rep | 證券交易 | - | 2013-09-30 |