| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | Rep | 證券交易 | 2013-06-03 | 2015-07-01 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 就機構融資提供意見 | - | 2004-01-27 |
| Rep | 就證券提供意見 | - | 2004-01-27 | |
| Rep | 提供資產管理 | - | 2004-01-27 | |
| Rep | 提供自動化交易服務 | - | 2004-01-27 | |
| Rep | 證券交易 | - | 2013-02-01 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | - | 2003-07-07 |
| Rep | 就機構融資提供意見 | - | 2004-01-27 | |
| Rep | 就證券提供意見 | - | 2004-01-27 | |
| Rep | 提供資產管理 | - | 2004-01-27 | |
| Rep | 證券交易 | - | 2013-02-01 |