| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YAX (Hong Kong) Limited | RO | 提供自動化交易服務 | 2025-01-27 | 2026-07-29 |
| RO | 證券交易 | 2025-01-27 | 2026-07-29 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-04-28 | 2012-11-12 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2011-04-28 | 2012-11-12 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2011-04-28 | 2012-11-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-04-28 | 2012-11-12 |
| MFG Limited (HK) | Rep | 就證券提供意見 | 2010-10-18 | 2011-03-07 |
| Rep | 證券交易 | 2010-10-18 | 2011-03-07 | |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2007-05-02 | 2009-02-06 |