| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2019-03-04 | 2019-08-21 |
| Rep | 證券交易 | 2019-01-23 | 2019-03-04 | |
| SHUN HENG SECURITIES LIMITED | RO | 證券交易 | 2012-03-12 | 2018-07-20 |
| Rep | 證券交易 | 2009-01-12 | 2012-03-12 | |
| IBTS ASIA (HK) LIMITED | Rep | 就證券提供意見 | 2007-12-17 | 2008-12-31 |
| Rep | 證券交易 | 2007-12-17 | 2008-12-31 |