| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-12-14 | - |
| SHUN HENG SECURITIES LIMITED | Rep | 證券交易 | 2005-02-24 | 2023-12-05 |
| GRAND ONWARD SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-14 | |
| Rep | 證券交易 | 2003-04-01 | 2005-02-24 |