Personnel Hong Kong SFC License Details (ID 94659)

Personnel Hong Kong SFC License Details (ID 94659)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	RO	提供資產管理	2017-01-04	2020-06-05
LUK FOOK FUTURES (HK) LIMITED	RO	就期貨合約提供意見	2015-02-26	2024-04-08
LUK FOOK SECURITIES (HK) LIMITED	RO	就證券提供意見	2014-12-16	2024-04-08
	RO	提供資產管理	2014-04-25	2024-04-08
LUK FOOK FUTURES (HK) LIMITED	RO	期貨合約交易	2012-09-13	2024-04-08
LUK FOOK SECURITIES (HK) LIMITED	RO	證券交易	2012-09-13	2024-04-08
LUK FOOK FUTURES (HK) LIMITED	Rep	期貨合約交易	2012-09-03	2012-09-13
LUK FOOK SECURITIES (HK) LIMITED	Rep	證券交易	2012-09-03	2012-09-13
Everbright Securities Investment Services (HK) Limited	RO	證券交易	2011-09-01	2012-08-02
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2007-02-07	2012-08-02
CES Commodities (HK) Limited	RO	期貨合約交易	2007-01-02	2012-08-02
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2007-01-02	2011-09-01
SHUN LOONG FUTURES LIMITED	RO	期貨合約交易	2004-08-17	2012-08-02
	Rep	期貨合約交易	2004-02-04	2004-08-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	證券交易	2004-02-04	2010-04-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	就機構融資提供意見	-	2004-01-30
	Rep	就證券提供意見	-	2004-01-30
	Rep	證券交易	-	2004-02-01
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	-	2004-02-01