| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TSE'S SECURITIES LIMITED | RO | 就證券提供意見 | 2010-08-20 | 2024-01-31 |
| RO | 提供資產管理 | 2010-08-20 | 2024-01-31 | |
| RO | 證券交易 | 2010-08-20 | 2024-01-31 | |
| Rep | 就證券提供意見 | 2009-05-19 | 2010-08-20 | |
| Rep | 證券交易 | 2009-05-19 | 2010-08-20 | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2008-01-25 | 2009-05-01 |
| RO | 證券交易 | 2008-01-25 | 2009-05-01 | |
| TSE'S SECURITIES LIMITED | RO | 就機構融資提供意見 | - | 2007-09-01 |
| RO | 就證券提供意見 | - | 2007-09-01 | |
| RO | 提供資產管理 | - | 2007-09-01 | |
| RO | 證券交易 | - | 2007-09-01 |