| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-11-21 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-03-21 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-03-21 | 2016-06-30 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2008-08-20 | 2012-03-09 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-09-17 | 2008-03-11 |
| Rep | 槓桿式外匯交易 | 2003-04-01 | 2007-08-01 |
已採集記錄中暫無金管局登記。