| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2019-01-25 | 2019-02-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2018-12-27 | 2019-02-22 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2009-03-20 |
| TSE'S SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-04-22 |
| Rep | 就證券提供意見 | - | 2004-04-22 | |
| Rep | 提供資產管理 | - | 2004-04-22 | |
| Rep | 證券交易 | - | 2018-11-06 |