| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-05-21 | 2014-08-31 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-02-17 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-02-17 | 2014-08-31 |
| MF Global Hong Kong Limited | Rep | 期貨合約交易 | 2008-01-03 | 2010-03-26 |
| Rep | 證券交易 | 2008-01-03 | 2010-03-26 | |
| Rep | 槓桿式外匯交易 | 2008-01-03 | 2010-03-26 |