| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2014-12-19 | 2018-02-27 |
| Rep | 提供資產管理 | 2014-12-19 | 2018-02-27 | |
| Rep | 證券交易 | 2014-12-19 | 2018-02-27 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-09-09 | 2012-08-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-09-09 | 2012-08-31 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-10-08 | 2010-01-02 |
| Rep | 證券交易 | 2008-05-21 | 2010-01-02 |