| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2015-09-10 | 2016-08-04 |
| RO | 證券交易 | 2014-09-01 | 2016-08-04 | |
| Rep | 期貨合約交易 | 2013-05-24 | 2016-08-04 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-01-28 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-08-02 | 2014-09-01 |
| Rep | 就證券提供意見 | 2010-08-02 | 2015-09-10 |