Personnel Hong Kong SFC License Details (ID 94759)

Personnel Hong Kong SFC License Details (ID 94759)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期貨合約交易	2017-02-13	-
	Rep	證券交易	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	期貨合約交易	2016-06-14	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	證券交易	2016-06-14	2017-02-12
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	證券交易	2014-10-28	2018-02-13
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期貨合約交易	2013-05-21	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2010-10-07	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	證券交易	2010-10-07	2017-02-12
Ark Securities (Hong Kong) Limited	Rep	證券交易	2009-02-26	2010-10-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-02-26	2010-10-01