| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | RO | 證券交易 | 2025-05-09 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-03-15 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2021-03-15 | 2025-05-09 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-05-15 | 2021-02-21 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-05-15 | 2021-02-21 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2014-10-28 | 2015-05-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-05-21 | 2015-05-01 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-03-24 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-03-24 | 2015-05-01 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2010-10-28 | 2011-02-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2010-10-28 | 2011-02-17 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-12-14 | 2010-10-22 |
| Rep | 證券交易 | 2009-12-14 | 2010-10-22 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-01-12 | 2009-12-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2008-06-26 | 2009-12-05 |
已採集記錄中暫無金管局登記。