| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-11-07 | - |
| China Sunrise Securities (International) Limited | Rep | 就證券提供意見 | 2017-10-18 | 2018-09-10 |
| China Sunrise Asset Management Limited | Rep | 就證券提供意見 | 2016-09-05 | 2017-10-13 |
| Rep | 提供資產管理 | 2016-09-05 | 2017-10-13 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2015-01-23 | 2016-07-22 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-07-17 | 2015-01-05 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2008-07-31 | 2012-07-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2006-11-13 | 2008-07-05 |
已採集記錄中暫無金管局登記。