| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就證券提供意見 | 2026-04-13 | - |
| Rep | 提供資產管理 | 2026-04-13 | - | |
| Rep | 證券交易 | 2026-04-13 | - | |
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2024-01-16 | 2025-12-01 |
| Rep | 提供資產管理 | 2024-01-16 | 2025-12-01 | |
| Rep | 證券交易 | 2024-01-16 | 2025-12-01 | |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2023-03-24 | 2023-11-01 |
| Rep | 提供資產管理 | 2023-03-24 | 2023-11-01 | |
| Rep | 證券交易 | 2023-03-24 | 2023-11-01 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2022-03-18 | 2022-11-09 |
| Rep | 證券交易 | 2022-03-18 | 2022-11-09 | |
| CWB Hong Kong Limited | Rep | 就證券提供意見 | 2021-12-02 | 2022-02-08 |
| Rep | 提供資產管理 | 2021-12-02 | 2022-02-08 | |
| Rep | 證券交易 | 2021-12-02 | 2022-02-08 | |
| RO | 就證券提供意見 | 2021-05-10 | 2021-12-02 | |
| RO | 證券交易 | 2021-05-10 | 2021-12-02 | |
| Rep | 就證券提供意見 | 2021-03-12 | 2021-05-10 | |
| Rep | 證券交易 | 2021-03-12 | 2021-05-10 | |
| FORTIS, SHERIFFS & BROWNS ASIA CO. LIMITED | RO | 就證券提供意見 | 2019-01-09 | 2020-11-02 |
| RO | 證券交易 | 2019-01-09 | 2020-11-02 | |
| oOo Securities (HK) Group Limited | RO | 就證券提供意見 | 2019-01-09 | 2020-11-02 |
| RO | 證券交易 | 2019-01-09 | 2020-11-02 | |
| orientiert International Markets Limited | RO | 就證券提供意見 | 2019-01-09 | 2020-11-02 |
| RO | 證券交易 | 2019-01-09 | 2020-11-02 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2016-07-25 | 2019-01-09 |
| Rep | 證券交易 | 2016-07-25 | 2019-01-09 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-03-11 | 2016-06-02 |
| Rep | 證券交易 | 2013-03-11 | 2016-06-02 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-04-26 | 2013-02-07 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2011-04-13 | 2013-02-07 |
| Rep | 證券交易 | 2011-04-13 | 2013-02-07 | |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-11-02 | 2011-03-15 |
| Rep | 提供資產管理 | 2009-11-02 | 2011-03-15 | |
| SJS Markets Limited | Rep | 證券交易 | 2009-04-21 | 2009-10-12 |
已採集記錄中暫無金管局登記。