| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-06-09 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2020-07-15 | - |
| RO | 證券交易 | 2020-07-15 | - | |
| Rep | 就證券提供意見 | 2012-07-10 | 2020-07-15 | |
| Rep | 證券交易 | 2012-07-10 | 2020-07-15 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2011-03-25 | 2012-06-24 |
| Rep | 證券交易 | 2011-03-25 | 2012-06-24 |