| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2022-06-20 | - |
| Rep | 就證券提供意見 | 2022-06-20 | - | |
| Rep | 提供資產管理 | 2022-06-20 | - | |
| Rep | 期貨合約交易 | 2022-06-20 | - | |
| Rep | 證券交易 | 2022-06-20 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2022-06-20 | - |
| CEB International Asset Management Corporation Limited | Rep | 就證券提供意見 | 2017-01-13 | 2018-07-12 |
| Rep | 提供資產管理 | 2017-01-13 | 2018-07-12 | |
| CEB International Capital Corporation Limited | Rep | 證券交易 | 2016-05-16 | 2016-11-03 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-05-27 | 2016-03-18 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-05-27 | 2016-03-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-05-21 | 2015-04-22 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-04-16 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-08-01 | 2015-04-22 |
已採集記錄中暫無金管局登記。