| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2026-08-26 | - |
| Changjiang Corporate Finance (HK) Limited | RO | 就機構融資提供意見 | 2025-09-10 | 2026-05-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-12-23 | 2024-07-26 |
| Rep | 證券交易 | 2022-12-20 | 2024-07-26 | |
| Rep | 就機構融資提供意見 | 2022-11-07 | 2022-12-23 | |
| Kingsman HK Capital Limited | RO | 就機構融資提供意見 | 2019-07-31 | 2022-04-22 |
| RaffAello Capital Limited | RO | 就機構融資提供意見 | 2015-03-06 | 2018-11-05 |
| Rep | 就機構融資提供意見 | 2012-07-20 | 2015-03-06 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2011-02-14 | 2012-07-13 |
| Rep | 就證券提供意見 | 2011-02-14 | 2012-07-13 | |
| Rep | 證券交易 | 2011-02-14 | 2012-07-13 |
已採集記錄中暫無金管局登記。