| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2018-07-13 | - |
| Rep | 提供資產管理 | 2017-02-13 | - | |
| Rep | 證券交易 | 2017-02-13 | - | |
| Rep | 提供資產管理 | 2011-07-25 | 2017-02-12 | |
| Rep | 證券交易 | 2011-07-25 | 2017-02-12 | |
| Partners Asset Management (HK) Limited | Rep | 提供資產管理 | 2010-09-10 | 2011-07-18 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 證券交易 | 2006-08-17 | 2011-07-18 |