| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Central International Securities Limited | RO | 就證券提供意見 | 2026-06-16 | - |
| RO | 證券交易 | 2026-06-16 | - | |
| Mint Capital Limited (HK) | RO | 就證券提供意見 | 2025-09-17 | 2026-05-10 |
| RO | 提供資產管理 | 2025-09-17 | 2026-05-10 | |
| Pulun International Asset Management Limited | RO | 提供資產管理 | 2024-08-28 | 2025-09-12 |
| Pulun International Securities Limited | RO | 就證券提供意見 | 2024-08-28 | 2025-09-12 |
| RO | 證券交易 | 2024-08-28 | 2025-09-12 | |
| Pulun International Capital Limited | RO | 就機構融資提供意見 | 2024-04-29 | 2025-09-12 |
| RO | 就機構融資提供意見 | 2020-06-22 | 2024-02-28 | |
| Rep | 就機構融資提供意見 | 2020-05-05 | 2020-06-22 | |
| RaffAello Capital Limited | RO | 就機構融資提供意見 | 2015-08-03 | 2020-02-25 |
| Rep | 就機構融資提供意見 | 2015-06-17 | 2015-08-03 | |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2015-02-04 | 2015-06-14 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2013-10-02 | 2015-06-14 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-10-02 | 2015-02-04 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2009-11-03 | 2013-09-22 |
| Rep | 就證券提供意見 | 2009-11-03 | 2013-09-22 | |
| Rep | 證券交易 | 2009-11-03 | 2013-09-22 |
已採集記錄中暫無金管局登記。