| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand Loyal Asset Management Limited | Rep | 就證券提供意見 | 2021-08-02 | 2022-11-17 |
| Rep | 提供資產管理 | 2021-08-02 | 2022-11-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-05-29 | 2020-11-30 |
| Rep | 證券交易 | 2018-05-29 | 2020-11-30 | |
| Grand Loyal Asset Management Limited | Rep | 就證券提供意見 | 2012-11-06 | 2018-04-30 |
| Rep | 提供資產管理 | 2012-11-06 | 2018-04-30 | |
| SJS Markets Limited | Rep | 就證券提供意見 | 2010-06-11 | 2012-10-23 |