| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2025-06-24 | - |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | RO | 證券交易 | 2021-10-04 | 2025-06-01 |
| Rep | 證券交易 | 2017-09-15 | 2021-10-04 | |
| THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | 證券交易 | 2016-05-03 | 2017-04-21 |
| BOCHK Asset Management Limited | Rep | 就證券提供意見 | 2016-02-25 | 2016-04-29 |
| Rep | 證券交易 | 2016-02-25 | 2016-04-29 | |
| PineBridge Investments Asia Limited | Rep | 就證券提供意見 | 2014-06-19 | 2015-11-20 |
| Rep | 證券交易 | 2014-06-19 | 2015-11-20 | |
| PineBridge Investments Hong Kong Limited | Rep | 證券交易 | 2014-06-19 | 2015-11-20 |
| JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | 就證券提供意見 | 2008-10-17 | 2014-03-31 |
| Rep | 證券交易 | 2008-10-17 | 2014-03-31 | |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 證券交易 | 2007-09-27 | 2008-10-06 |
| Rep | 提供資產管理 | 2007-08-21 | 2008-10-06 | |
| Rep | 就證券提供意見 | 2007-07-16 | 2008-10-06 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-01-26 | 2007-06-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-05-10 | 2005-12-17 |
已採集記錄中暫無金管局登記。