| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SORRENTO SECURITIES LIMITED | Rep | 證券交易 | 2018-09-21 | - |
| Huayu Securities Limited | Rep | 證券交易 | 2005-09-16 | 2018-09-20 |
| MANBLE SECURITIES LIMITED | Rep | 證券交易 | 2005-04-19 | 2005-09-15 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-23 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-31 | |
| Rep | 證券交易 | 2003-04-01 | 2005-03-31 |