| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-08-04 | - |
| Huayu Securities Limited | Rep | 證券交易 | 2005-10-20 | 2020-08-03 |
| MANBLE SECURITIES LIMITED | RO | 證券交易 | 2005-04-14 | 2005-10-18 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-02 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-02 | |
| Rep | 證券交易 | 2003-04-01 | 2005-04-14 |