Fok, Victor Ying Wai 霍英偉 Hong Kong SFC License Details (ID 94922)

Fok, Victor Ying Wai 霍英偉 Hong Kong SFC License Details (ID 94922)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Nerico Brothers Limited (HK)	Rep	期貨合約交易	2014-01-07	2015-04-27
	Rep	證券交易	2014-01-07	2015-04-27
	Rep	槓桿式外匯交易	2014-01-07	2015-04-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2013-07-17	2014-01-01
	Rep	槓桿式外匯交易	2013-07-17	2014-01-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2013-07-17	2014-01-01
SOUTH CHINA COMMODITIES LIMITED	Rep	期貨合約交易	2011-07-28	2013-07-11
South China Forex Limited	Rep	槓桿式外匯交易	2011-07-28	2013-07-11
SOUTH CHINA SECURITIES LIMITED	Rep	證券交易	2011-07-28	2013-07-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2006-11-28	2011-06-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2006-11-28	2011-06-14
	Rep	槓桿式外匯交易	2006-11-28	2011-06-14
CES Commodities (HK) Limited	Rep	期貨合約交易	2006-02-09	2006-11-11
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2006-02-09	2006-11-11
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2006-02-09	2006-11-11
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2005-08-08	2006-01-13
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	就期貨合約提供意見	-	2004-02-20
	Rep	提供資產管理	-	2004-02-20
	Rep	期貨合約交易	-	2006-01-13