| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Telecom King Securities Limited | Rep | 期貨合約交易 | 2018-11-01 | 2020-11-17 |
| Rep | 證券交易 | 2018-11-01 | 2020-11-17 | |
| Rep | 期貨合約交易 | 2014-11-21 | 2017-09-04 | |
| Rep | 證券交易 | 2014-11-21 | 2017-09-04 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-12-03 | 2012-09-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-09-22 | 2012-09-28 |
| Boom Securities (H.K.) Limited | Rep | 提供自動化交易服務 | 2008-08-07 | 2010-04-30 |
| Rep | 證券交易 | 2008-08-07 | 2010-04-30 | |
| Win Securities Limited | Rep | 提供自動化交易服務 | 2008-08-07 | 2010-04-30 |
| Rep | 證券交易 | 2008-08-07 | 2010-04-30 |