Personnel Hong Kong SFC License Details (ID 94931)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HOORAY SECURITIES LIMITED	RO	證券交易	2023-02-15	-
	Rep	證券交易	2015-02-17	2023-02-15
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2015-01-26	2015-02-04
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2015-01-26	2015-02-04
SOUTH CHINA COMMODITIES LIMITED	Rep	期貨合約交易	2011-08-10	2013-12-31
SOUTH CHINA SECURITIES LIMITED	Rep	證券交易	2011-08-10	2013-12-31
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2011-01-14	2011-07-26
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2010-10-07	2011-07-26
Mirae Asset Securities (HK) Limited	Rep	證券交易	2007-08-02	2010-08-10
Ark Securities (Hong Kong) Limited	Rep	證券交易	2007-03-20	2007-07-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-03-20	2007-07-07
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	槓桿式外匯交易	2004-04-19	2006-11-18
	Rep	就期貨合約提供意見	2003-04-01	2003-06-11
	Rep	提供資產管理	2003-04-01	2003-06-11
	Rep	期貨合約交易	2003-04-01	2006-11-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-06-11
	Rep	就證券提供意見	2003-04-01	2003-06-11
	Rep	提供資產管理	2003-04-01	2003-06-11
	Rep	提供自動化交易服務	2003-04-01	2003-06-11
	Rep	證券交易	2003-04-01	2006-11-18