| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2012-05-03 | 2018-08-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-05-03 | 2018-08-09 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-02-25 | 2012-04-29 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-02-25 | 2012-04-29 |