| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-06-01 | 2014-06-21 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2012-06-01 | 2014-06-21 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-06-27 | 2012-05-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-07-09 | 2012-05-21 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-05-30 | 2010-06-29 |