| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2011-06-17 | 2012-06-15 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-06-17 | 2012-06-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-12-16 | 2011-06-08 |
| Rep | 槓桿式外匯交易 | 2009-07-29 | 2011-06-08 |