| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AA Investment Management Limited | RO | 就證券提供意見 | 2026-07-27 | - |
| RO | 提供資產管理 | 2026-07-27 | - | |
| RO | 證券交易 | 2026-07-27 | - | |
| Awaken Thunder Capital Limited | RO | 就證券提供意見 | 2023-10-03 | 2026-06-30 |
| RO | 提供資產管理 | 2023-10-03 | 2026-06-30 | |
| RO | 證券交易 | 2023-10-03 | 2026-06-30 | |
| Yieldful Securities Limited | RO | 證券交易 | 2019-01-23 | 2021-12-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-02-24 | 2019-01-22 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-06-18 | 2019-01-22 |