| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| South China Investment Management Limited | RO | 提供資產管理 | 2023-05-05 | - |
| SOUTH CHINA RESEARCH LIMITED | RO | 就證券提供意見 | 2019-01-07 | 2020-11-06 |
| SOUTH CHINA SECURITIES LIMITED | RO | 證券交易 | 2019-01-07 | - |
| South China Investment Management Limited | Rep | 提供資產管理 | 2018-10-30 | 2023-05-05 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2018-07-09 | 2019-01-07 |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2012-08-30 | 2021-02-28 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-07-26 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-11-22 | 2019-01-07 |